Electronic Risk-based Audit System Before Payment & Access to the Electronic Risk-Based Auditing System Train as a Certified Management System Risk Auditor UNIVERSAL AUDIT FORM 1 Top Management ElectronicAudit Email* Enter Email Confirm Email Password Enter Password Confirm Password Top ManagementAudit Date* Date Format: YYYY slash MM slash DD AuditorsFirst NameLast NameDiscipline Company Name*Scope (4.3)*Indicate the address of the location and what the business doesBusiness Policy (5.2)*Strategic Direction Plan*To include evidence of planned strategic activities and impact of interested parties (4.1 and 4.2)Context of the Organization & needs and expectations of Interested Parties*RiskWhat is to be doneWhat are the resourcesWho is responsibleWhen it is to be completedHow it is to be evaluated Strategic Risk Registry 4.1/4.2/6.1Emergency Preparedness*RefDisciplinePlanTrainingDate TestedEvaluationCommunication incl Contractors Only applicable for non-ISO 9001 StandardsLeadership (5.1) #1*Take AccountabilityQuality Policy & Objectives EstabliishedIntegrated into business processesprocess approach & Risk appliedResources supplied Leadership (5.1) #2Comm. on Mgt Sys, ImportanceMgt System acheive resultsPersons contributing to MSpromoting improvementSupporting other mgt roles 5.1.3 & 5.2Customer FocusPolicy EstabishedPOlicy communicateOrg. roles . Responsibility/ auth Employee ConsultationDateTopicDocumented? Records of consultation only ISO 45000 requirementCustomer Issues / Feedback 9.1.2)Ref #CustomerScore objective ObjectiveCustomer ScoreConcernsCompliments Internal Audit (9.2)*DocumentPopulationSampleCompletecorrectconsistentcurrent Internal Audit and Audit of Internal AuditPerformance Evaluation 9.1.3)*ProcessObjectiveActualPeriod Management Review 9.3.3*ActivityMeets RequirementEffectiveCorrective Action Corrective Action 10.2*CAR #Description of ProblemCorrectionRoot CauseCorrective ActionRiskVerification of EffectivenessRisk Registry Updated Process Function Audit Auditor Name Company Name Location Process identifier / Number of steps Process Step # Process Step / Function Auditee Discipline Selection Function Risk Registry 6.1/6.2.2 Resources Quality - Expand the table for each document audited + Maintenance Environmental (To identify aspects at the process step) Occupational Safety Food Safety Legal, Other and Compliance (OH&S) Legal, Other and Compliance (Environment) Food Safety - Legal, Other and Compliance Contractor Life Cycle Stage Support 7.0 Production Characteristics Conformance Status Actions Edit Delete There are no Entries. Add Entry Maximum number of entries reached. This form is repeatable for each functionNameThis field is for validation purposes and should be left unchanged.